Diabetes 51:2355-2362, 2002 © 2002 by the American Diabetes Association, Inc.
A Genetic Switch in Pancreatic ß-CellsImplications for Differentiation and HaploinsufficiencyFrom the Department of Endocrinology, Hospital Clínic i Universitari, Institut dInvestigacions Biomèdiques August Pi i Sunyer, Barcelona, Spain
Heterozygous mutations in the genes encoding transcriptional regulators hepatocyte nuclear factor (HNF)-1 and HNF-4 cause a form of diabetes known as maturity-onset diabetes of the young (MODY). Haploinsufficiency of HNF-1 or HNF-4 results in MODY because of defective function of pancreatic islet cells. In contrast, homozygous null mutations in mouse models lead to widespread and profound gene expression defects in multiple cell types. Thus, it is not surprising that HNF-1 function is now known to have distinct properties in pancreatic ß-cells. It controls a complex tissue-selective genetic network that is activated when pancreatic cells differentiate, and allows these cells to maintain critical specialized functions. The network contains an indispensable core component formed by a positive cross-regulatory feedback circuit between HNF-1 and HNF-4 . This type of circuit configuration can exhibit a switch-like behavior with two stable states. In the default active state, it can serve to perpetuate network activity in differentiated ß-cells. However, the loss of one HNF-1 or HNF-4 allele can increase the probability that the feedback circuit is permanently switched off, resulting in decreased expression of all four alleles selectively in ß-cells. Such a model can serve to rationalize key aspects of the pathogenic mechanism in MODY.
The genetic analysis of mendelian forms of diabetes has produced a major breakthrough in our understanding of the transcriptional programs needed for differentiated ß-cells to function properly. During a period of <3 years, mutations in five genes encoding transcriptional regulators were found to cause early-onset autosomal dominant diabetes (also known as maturity-onset diabetes of the young [MODY]) (Table 1) (15). The MODY3 gene, encoding an atypical homeodomain protein named hepatocyte nuclear factor (HNF)-1 , was incriminated in its etiology through a positional cloning strategy (2,6). HNF-1 had been identified several years before, but despite a wealth of information on its function in regulating liver enriched genes, it had not been regarded as a candidate gene for diabetes (7). The identification of HNF-1 led immediately to the recognition that the MODY1 gene encoded HNF-4 , a regulator of HNF-1 (1). Because diabetes in both MODY1 and MODY3 results from a severe insulin secretory defect (6,810), these genetic findings indicated that HNF-1 and HNF-4 have an unanticipated role in controlling ß-cell function (1,2). Shortly after these findings, a candidate gene approach led to the recognition that mutations in further ß-cell transcriptional regulator genes caused MODY: IPF-1(MODY 4), TCF-2 (encoding HNF-1ß, MODY 5), and NeuroD-1 (35) (Table 1).
The identification of HNF-1 and HNF-4 as MODY genes has raised several fundamental questions. What are the in vivo genetic targets and the basic biological processes that are controlled by these transcriptional regulators in ß-cells? How can mutations in genes known to regulate transcription in diverse cell types result in a phenotype that is largely restricted to pancreatic cells? Why are heterozygous mutations sufficient to cause the disease, and why is a genetically determined phenotype delayed until the second to fourth decade of life? On the other hand, it was assumed that these and possibly other transcriptional regulators involved in MODY participated in a common ß-cell regulatory pathway, but there was no evidence to define the nature of the pathway in this particular cell type. Clearly the answers to these questions will reveal molecular mechanisms that are central in the control of differentiated ß-cell function.
The molecular genetics of MODY has been the subject of several recent reviews (1114). The purpose of this article is to discuss recent findings reported by several laboratories that have uncovered key genetic interactions of HNF-1
Humans with heterozygous HNF-1 and HNF-4 mutations typically develop diabetes during the second to fourth decade of life (1,6,8, 13,15). Diabetes results from abnormal glucose-induced insulin secretion, rather than defective insulin action or hepatic glucose output (6,8,9, 16). The ß-cell defect cannot be ascribed solely to reduced cell mass or insulin gene transcription, as it is selective for certain stimuli (17,18).
Studies in mice with homozygous HNF-1
One apparent difference between HNF-1
There is much less information on the role of HNF-4
Although homozygous HNF-1 mutations have not been reported in humans, we know that hnf1 -/- mice exhibit a severe pleiotropic phenotype in addition to diabetes (21,23,24, 3133). This results from widespread gene expression defects in liver, kidney, and other organs, leading to multiple derangements such as abnormal bile acid and cholesterol metabolism, phenylketonuria, fatty liver, growth impairment, and tubular glycosuria (21,23,24, 3133). This picture contrasts completely with that seen in heterozygous HNF-1 and HNF-4 humans, who essentially present with ß-cell dysfunction and diabetes (6,810,16). Isolated target gene defects in other tissues have been identified, such as decreased production of apolipoproteins AII and CII in MODY1 and an altered renal glucose reabsorption threshold in MODY3, but these are comparably subtle (32,34).
The tissue specificity of heterozygous mutations cannot be ascribed to a classical dominant-negative mechanism occurring solely in ß-cells. A large number of human HNF-1
There is now more detailed information on some of the ß-cell- specific functions of HNF-1
The existence of different HNF-1 -dependent regulatory networks in diverse cell types could be one of several nonexclusive mechanisms that account for the cell-specific roles of HNF-1 . The participation of HNF-1 in transcriptional networks is well documented. The analysis of null mutant embryoid bodies has shown that HNF-3ß and HNF-3 exert positive and negative control on HNF-4 , respectively (41). HNF-4 is required for normal transcription of HNF-1 in hepatocytes and endoderm-like cells (37,4143), whereas HNF-1 controls downstream hepatic transcriptional activators, such as FXR (44). This complex network manages a vast array of targets encoding proteins involved in highly specialized liver functions (21,31,33, 44).
In pancreatic islets, HNF-1
The existing data indicate that the structure of the pancreatic network is complex (Fig. 1) (24,30,38, 45). It is nonlinear, with cross- and autoregulatory interactions (24,27, 38). Some distal targets (such as pklr or shp) are connected with HNF-1
It is striking that despite the complexity of this network, it is already possible to isolate a very simple substructure that exhibits a highly predictable behavior in different model systems. Thus, HNF-1 and HNF-4 have been shown to establish interdependence through direct cross-regulatory interactions in pancreatic cells (24,30, 35,38) (Fig. 1).
Proof for HNF-1
In sharp contrast, studies using hnf1
Once insulin-producing cells arise, mechanisms need to be in place to maintain their phenotypic properties over time and throughout consecutive rounds of cell division. Cross-regulation between HNF-1 and HNF-4 is switched on as pancreatic cells are provided the signals to differentiate (Fig. 2B) (38). Once it is installed, this type of circuit configuration can provide a stable mechanism of gene expression, as physiological perturbations of the activity of one of the two genes can be reset back to the equilibrium state by the opposite gene (48,49). This can serve to self-perpetuate the activity of both genes and their targets in differentiated cells (Fig. 2B). The notion that a transient instructive signal is sufficient to lock a genetic program that maintains differentiated functions makes sense in a cell type that has little plasticity to undergo alternate fates.
Although interdependent activity represents the default stable state of this loop in differentiated pancreatic cells, under extreme conditions it could adopt an alternate equally stable state (Fig. 3A). If the function of one of the two genes is sufficiently perturbed so that the activity of the second gene is severely impaired, this can again inhibit the first gene and so on until the two genes reach a lower activity state. This alternate equilibrium state is defined as the state in which the activity of each gene is that which takes place in the absence of the opposite gene. As discussed earlier, loss of function studies have indicated that for both genes this basal state represents a substantial reduction in gene expression. Intermediate states are unlikely, as insufficiently severe perturbations are reset to the original stable state. As in any switch mechanism, changing between ON and OFF positions requires a transient perturbation that exceeds a threshold level, but once the new position is reached it is stable, even if the triggering effect disappears. This type of bistable behavior has long been recognized as a property of positive cross-regulatory feedback circuits (4851), although it requires experimental in vivo demonstration in this precise model. Simulated circuits very much like the HNF-1 /HNF-4 loop have been previously shown to exhibit bistability (48,49). Experimental verification of bistability has been attained in a synthetic single-gene, positive autoregulatory loop (52).
A bistable circuit configuration can have important implications for our understanding of the consequences of HNF-4 and HNF-1 haploinsufficiency. The loss of one functional allele can increase the probability that the opposite gene is inhibited sufficiently to trigger the transition to an OFF state (Fig. 3B). The net result of the loss of one allele in such a model is the reduction of activity of all four HNF-1 or HNF-4 alleles in pancreatic cells. Thus, an incomplete primary defect in any one of the two genes can lead to a phenotype that approaches that of a double homozygous null mutant. This concept is consistent with the severity of ß-cell dysfunction imparted by the loss of a single allele (9), with the notion that the ß-cell phenotype is very similar in MODY1 and -3 (9,10), and that dominant-negative inhibition of either HNF-4 or HNF-1 in ß-cells causes reduced expression of the same set of genes (30).
If disruption of the loop is instrumental in the haploinsufficient mechanism, a severe phenotype should occur only in the cells in which the circuit exists (Fig. 2A). In the absence of a loop, the predicted outcome in nonpancreatic cells is that there could be partially decreased concentration of functional HNF-1 in MODY3, or of HNF-4 and perhaps HNF-1 in MODY1, but not a severe phenotype resulting from impaired function of all four HNF-1 and HNF-4 alleles. This prediction closely fits the genetic findings. Hnf1 -/- mouse studies have clearly shown that this gene is absolutely necessary for a vast array of critical genes in liver, gut, and kidney (21,23, 24,31,32), whereas heterozygosity results in a clinically significant and severe phenotype only in pancreatic islet cells (6,8, 9,16,27). Furthermore, although the heterozygous HNF-1 and HNF-4 phenotypes are very similar in ß-cells, the mild liver and kidney defects reported in MODY1 and MODY3 are specific for each gene (32,34).
Although MODY1 and -3 are caused by germ-line mutations, the diabetic phenotype does not appear until 1040 years after birth (13,15). On the other hand, we know from the hnf1 -/- mouse studies that interdependence is installed soon after differentiated pancreatic cells appear during embryogenesis (Fig. 2B) (38). If the phenotype is dependent on the loop mechanism, why does it take so many years to develop?
Because HNF-4
Most likely, the loss of a single HNF-1
If the HNF-1
The notion that time, rather than solely age or biological maturation, is instrumental in enabling low-probability stochastic events to take place could underlie the lack of phenotype in heterozygous mice aged 616 weeks (23,27), in contrast to heterozygous humans aged 1040 years (13, 15). However, other factors aside from time are expected to regulate this process. The fact that penetrance is very rare before age 10 years in MODY3, and then increases progressively (13,15), may be attributable to age-related factors capable of increasing circuit instability, as opposed to an exclusive stochastic mechanism. On the other hand, penetrance variability, both within humans and between species, may result from genetic modifiers of circuit stability.
Interestingly, HNF-4
The model postulated here is consistent with other parallel or consecutive pathogenic mechanisms. For example, circuit inactivation could take place long before the phenotype appears by limiting an appropriate cell growth or secretory adaptive response to demands imposed later in life, or by allowing gradual accumulation of cellular defects. On the other hand, once metabolic derangements are initiated, these are expected to contribute to the completion of the process of ß-cell failure (58). Furthermore, decreased expression of HNF-1
In addition to HNF-1 and HNF-4 themselves, other regulators are expected to control the activity of these two genes in differentiated pancreatic cells. The bistable circuit model predicts that any circumstance that imparts a severe inhibition of the loop below a threshold level can trigger its extinction, resulting in a similar phenotype as a mutation of either HNF-1 or HNF-4 . Other MODY genes are attractive candidate sites for this type of mechanism. Strong support for such an interaction among MODY genes has been provided by a recent study indicating that IPF-1 (MODY4) may be a critical regulator of HNF-4 (45). Thomas et al. (45) discovered a mutation in the pancreatic HNF-4 promoter that segregates with diabetes in a large kindred, with a logarithm of odds score of 3.25. The mutation disrupts an IPF-1 (PDX-1) high affinity binding site that is essential for HNF-4 promoter activity (45). This suggests that the MODY4 phenotype could be mediated in part by a defective function of the HNF-1 /HNF-4 circuit (45). HNF-1ß (MODY5), a paralog of HNF-1 that shares closely related DNA binding and dimerization domains (3,59), could also regulate this circuit. Hnf1ß-/- embryos die before pancreas organogenesis but fail to express HNF-1 in endoderm cells (60). HNF-1ß also interacts with the HNF-4 P2 promoter in transient transfections and in vitro binding assays (45). Furthermore, HNF-1ß may act indirectly through IPF-1/PDX-1, as zebra fish HNF-1ß mutants fail to express PDX-1 in the endodermal segment destined to form the pancreatic bud (61).
An additional level of complexity lies in the observation by Shih et al. (24) of decreased expression of PDX-1 in pancreatic cells of hnf1
The mechanism of haploinsufficiency in human genetic diseases is greatly overrepresented among transcriptional regulator genes as compared with other functional categories (6468). Aside from specific settings in which loss of heterozygosity and single allele expression have been described, the mechanism is generally based on the requirement of a critically narrow range of activator concentrations (64,6668). Decreased gene dosage could lead to altered stoichiometry of multimeric regulatory complexes (68) or failure to establish cooperative interactions with other activators (69). The mechanism postulated here, for the first time to our knowledge, is that the consequences of decreased dosage of a single regulator gene can be greatly amplified in the face of a self-sustaining feedback circuit. Furthermore, it is proposed that in this setting, transient stochastic or extrinsically determined inhibitory events can serve as triggers for permanent network inactivation. Haploinsufficiency is postulated to increase both the likelihood of circuit inactivation and the stability of the inactive state. This notion broadens the implications of a study discussed earlier, whereby simulations were used to show that in the presence of a heterozygous loss of function mutation of any given gene, stochastic deactivation of the functional allele may intermittently mimic the homozygous null state (57). As cross-regulatory circuits between transcriptional regulators are extremely common (70,71), this raises the intriguing possibility that autocatalytic circuit breakdown could be involved in other haploinsufficient defects.
The model that is presented here is testable and requires experimental analysis in a ß-cell context. For example, it is necessary to determine that extreme parameter conditions of the circuit, such as a very slow activation/inactivation rate, do not render extinction as the result of a transient event too unlikely. It is also important to know how the interplay with other network components affects the properties of the circuit. Nonetheless, the model rests on two firm premises. First, there is genetic evidence for pancreatic-restricted interdependence of HNF-1
Such a framework to explain the haploinsufficient mechanism in MODY extends previous models that did not accommodate the existence of a feedback circuit, but did postulate that loss of one HNF-1
The obligate task of HNF-1 and HNF-4 in ß-cells appears to be largely dependent on their position within a network and not solely on the linear activation of a set of critical distal target genes (24,38,45). Because one of the recognized attributes of complex networks is robustness to inactivation of random components (72), it is remarkable that the HNF-1 / HNF-4 subcircuit is unusually vulnerable. This vulnerability is characteristic of highly interconnected nodes within scale-free complex networks (72). An implication of such a hub position, together with the proposed bistable properties of the subcircuit, is that inhibition (perhaps even if transient) of HNF-1 or HNF-4 function could result in permanent damage to the differentiated state of ß-cells. Critical regulatory mechanisms of this subcircuit may thus represent an attractive site for identifying new pathogenic mechanisms involved in the progression to ß-cell dysfunction. Furthermore, an in-depth understanding of the design of this network may allow its manipulation and thus provide keys to build competent artificial insulin-producing cells.
Research in J.F.s lab was supported by the European Comission, Fondo de Investigaciones Sanitarias, and Ministerio de Ciencia y Tecnología. Stimulating lab discussions with Marcelina Parrizas, Sylvia F. Boj, Miguel A. Maestro, Judit Cabedo, and Reini Luco are greatly acknowledged. This manuscript was critically assessed by lab members as well as by Torben Hansen and Andrew Hattersley, who proposed the notion that early circuit inactivation could lead to a late phenotype by limiting islet cell growth and metabolism. Lucas Sanchez is thanked for providing a formal logic analysis supporting the bistable properties of a two-gene positive cross-regulatory loop.
Address correspondence and reprint requests to Dr. Jorge Ferrer, Department of Endocrinology, Hospital Clínic Universitari, Institut dInvestigacions Biomèdiques August Pi i Sunyer, Villarroel 170, Barcelona-08036, Spain. E-mail: jferrer{at}medicina.ub.es. Received for publication 27 March 2002 and accepted in revised form 8 May 2002. HNF, hepatocyte nuclear factor; MODY, maturity-onset diabetes of the young.
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