Diabetes 52:59-68, 2003 © 2003 by the American Diabetes Association, Inc. Purified Allogeneic Hematopoietic Stem Cell Transplantation Blocks Diabetes Pathogenesis in NOD Mice
1 Department of Medicine, Division of Bone Marrow Transplantation, Stanford University Medical Center, Stanford, California
Purified hematopoietic stem cells (HSCs) were transplanted into NOD mice to test whether development of hyperglycemia could be prevented. Engraftment of major histocompatibility complex-mismatched HSCs was compared with bone marrow (BM) grafts. HSCs differed from BM because HSCs were more strongly resisted and HSC recipients retained significant levels of NOD T-cells, whereas BM recipients were full donor chimeras. Despite persistent NOD T-cells, all HSC chimeras were protected from hyperglycemia, and attenuation of islet lesions was observed. T-cell selection was altered in allogeneic HSC recipients as demonstrated by deletion of both donor and host superantigen-specific T-cells. Syngeneic and congenic hematopoietic cell transplants were also performed to differentiate the influence of the preparative regimen(s) versus the allografts. Unlike the allogeneic HSC transplantations, syngeneic or congenic grafts did not retard diabetes development. In a pilot study, overtly diabetic NOD mice were cured by co-transplantation of allogeneic HSCs and donor-matched islets. We conclude that allogeneic HSC transplants block allo- and autoimmunity, despite residual host T-cell presence. These data demonstrate for the first time that purified HSC grafts block development of autoimmune diabetes and illuminate how HSC grafts alter thymic and peripheral T-cell responses against auto- and alloantigens.
Previous studies have shown that development of hyperglycemia can be prevented if bone marrow (BM) cells from non-autoimmune-prone strains are transplanted into prediabetic NOD mice (13). The converse of these experiments, i.e., transplantation of NOD BM into non-disease-prone recipient mice, showed that NOD BM is capable of transferring diabetes (35). Thus, BM seems to express all of the cellular information required to confer susceptibility or protection from autoimmune-mediated destruction of islets. BM grafts are heterogeneous populations of blood cells at different stages of maturation. Among the cells transferred in a BM graft are T- and B-cells and other immune cell subsets, as well as rare hematopoietic stem cells (HSCs). Although it has been shown that mature NOD T-cells can transfer diabetes (68), the identity of the donor BM population(s) that confers protection from disease is not known. Because allogeneic BM transplantation generally results in complete conversion to donor-derived hematopoiesis, including donor T-cell type, it might be assumed that the protective effects ascribed to BM transplantation are because host immune cells are simply replaced by nonautoimmune prone cells. In this report we studied the transplantation of purified HSC compared with BM in prediabetic NOD mice. Several differences exist between HSCs and BM transplantations (9). HSCs are the most primitive cells in BM and are present at a frequency of 1 in 2,000 cells (10). Only HSCs have the capacity to self-renew and regenerate all blood lineages. Thus, HSC are the only population that can establish permanent engraftment after a BM transplantation. Highly purified HSCs can now be isolated from mouse and human hematopoietic sources (10,11) using phenotypic markers and fluorescence-activated cell sorting (FACS). Because of their primitive developmental stage, HSCs are immunologically naïve, and thus the antigen-specific immune cells arising from an HSC graft are generated de novo in the environment of the recipient. In contrast, BM contains multiple populations at different developmental stages, and the majority have either completed or initiated maturation in the donor. These differences in cellular composition have an impact on both the biology of host immune reconstitution and the potential clinical consequences of transplanting HSC versus unfractionated hematopoietic cells (9). We previously reported in nonautoimmune strains that transplantation of allogeneic BM as compared with HSCs results in differences in engraftment as well as the pattern of hematopoietic chimerism (9). Quantitative comparison of HSCs grafts with BM that contain equivalent numbers of HSCs demonstrates that HSCs encounter greater resistance to engraftment manifested by increased graft failures. In addition, hematopoietic cell transplantation (HCT) results in significantly higher levels of surviving host T-cells, as compared with BM that have been transplanted into mice. These differences between HSCs and BM have been attributed to the actions of donor BM T-cells, which can facilitate HSC engraftment by elimination of host immune cell populations (12). The major advantage that HSC grafts offer over BM for clinical transplantation is the elimination of graft-versus-host disease (GVHD). GVHD remains the primary cause of morbidity and mortality after allogeneic BM transplantation (13) and the main reason that this approach has been considered too high of a risk for patients with autoimmune afflictions. GVHD develops when mature immune cells, primarily T-cells, contained in the BM graft, recognize and respond against normal recipient tissues. The naïve immune state of HSCs precludes the possibility of GVHD development. The studies in this article were performed both to determine whether HSCs alone can confer protection from diabetes in NOD mice and to understand the way in which allogeneic HSC grafts can alter host immune responses. Substantial resistance to engraftment of HSCs was overcome, and we observed that hyperglycemia was prevented despite persistence in recipients of significant levels of NOD T-cells. We show that HSC grafts alter negative selection of donor as well as host T-cells. Furthermore, because hematopoietic cell grafts are known to induce tolerance to donor-matched solid organs, engraftment of HSCs in conjunction with transplantation of donor strain islets was performed.
Mice. Our NOD (H-2g7, Thy-1.2) mouse colony was the gift of Y. Mullen (Los Angeles, CA) and M. Hattori (Boston, MA). AKR/J mice (H-2k, Thy-1.1) and NOD.Thy-1.1 mice (NOD.NON-Thy-1a/J) and SWR (H-2q) mice were purchased from The Jackson Laboratory (Bar Harbor, ME) and bred in our facility. All mice were kept in filter-top cages in temperature-controlled, light-cycled rooms.
HSC purification.
HCT.
Chimerism and Vß subset analysis.
In selected mice, peripheral blood lymphocytes were analyzed by FACS for Vß subsets. Biotin-conjugated Vß3+ (KJ25), Vß6+ (RR47), or Vß8+ (KJ16) mAbs were used with second-step streptavidin-FITC labeling and then double-stained with PE-conjugated
Histology evaluation.
Islet transplantation.
Statistical analysis.
Generation of NOD allogeneic HSC chimeras. Similar to our previous experience in nonautoimmune strains (9), transplants of AKR HSCs in NOD mice demonstrated high levels of engraftment resistance as compared with unfractionated BM. Death between days 10 and 30 posttransplantation or absence of long-term donor blood chimerism is indicative of hematopoietic graft failure. As shown in Fig. 1A, 50% of NOD mice died before day 30 when prepared with lethal radiation (950 cGy) and rescued with 10,000 AKR HSCs, and only one of six surviving mice had detectable donor chimerism. In contrast, >90% of NOD mice transplanted with 12 x 107 AKR BM (an inoculum containing 5,00010,000 HSCs, respectively) survived and demonstrated complete donor chimerism. Stable engraftment of purified AKR HSCs was achieved, however, by addition to the radiation regimen of antibodies directed against natural killer cell determinants ( -ASGM1) and CD4+ T-cells (CD4). Such treatment resulted in >90% survival, and phenotypic analysis of their blood revealed that 16 of the 18 surviving mice were chimeras.
Also similar to our previous observations in nonautoimmune strains (9), the pattern of donor chimerism differed in NOD mice engrafted with allogeneic HSCs versus BM. Figure 1B and C shows that AKR HSC-engrafted mice were 100% donor type in all white blood cell lineages except T-cells. Significant numbers of residual host T-cells were identified in the peripheral blood of these chimeric mice as compared with those engrafted AKR BM that demonstrated 100% donor T-cell chimerism (P < 0.004). This pattern of persistence of donor T-cells despite complete conversion of other immune cell subsets to donor type (9) is of particular significance in NOD mice because residual NOD T-cells may perpetuate an anti-islet response.
Effect of allogeneic HCT on diabetes.
Effect of syngeneic and congenic HCT on diabetes. For differentiating between the effects of the preparative regimens versus the establishment of allogeneic hematopoietic chimerism on blocking diabetes development, groups of mice received NOD BM or purified NOD HSCs. Congenic NOD.Thy-1.1 mice served as donors for HSCs because currently available mAbs for the Thy-1.1 allelic marker (but not Thy-1.2) permit positive selection and isolation of mouse HSCs. Syngeneic wild-type NOD mice (Thy-1.2) served as BM donors. Figure 1A shows that, as expected, ≥90% of mice that received NOD BM or HSCs survived the HCT procedure. In the HSC group, donor chimerism was verified by Thy-1.1 staining, and similar to what was observed for the allografts, HSC recipient mice were partial T-cell chimeras (data not shown). Diabetes outcome for these groups is shown in Fig. 2. All NOD mice prepared with radiation plus antibody treatment and rescued with NOD BM developed hyperglycemia by 4 months posttransplantation. Similarly, 80% of mice prepared with radiation and rescued with purified NOD.Thy-1.1 HSCs developed hyperglycemia within 6 months posttransplantation. Of note, the age of diabetes onset in these syngeneic and congenic recipients was not significantly different compared with unmanipulated NOD mice (P > 0.42). These data demonstrate that neither the preparative regimen nor the transplantation of highly purified NOD HSCs blocked progression to diabetes.
Residual host T-cells alone can mediate diabetes pathogenesis.
Effect of HCT on insulitis. To further assess the effect of allogeneic HCT on disease pathogenesis, we killed a subset of AKR HSC chimeras for immunohistochemical analysis of their pancreata. Lymphocyte infiltration into islets (insulitis) is first detectable in NOD mice in our colony at 34 weeks of age. By 6 weeks of age, many islets show evidence of extensive insulitis (Fig. 4). Thus, at the time of HCT (812 weeks), the pathologic process was already well under way in recipient mice. Table 1 summarizes the histologic analysis of pancreata from AKR HSC chimeras at 4 months posttransplantation, and the results were compared with a pancreas from a 6-week-old control NOD. Islets were scored for severity of insulitis according to a grading system described by Wicker et al. (16). Figure 4 shows representative staining of the 6-week-old control NOD mouse versus an AKR HSC chimera. Islets of the control mouse demonstrated heavy T-cell infiltration as compared with the chimera, which had only mild peri-islet involvement and was without evidence of penetration into the islet parenchyma. Although this peri-islet infiltrate was positive for both donor and host Thy-1 alleles, the Thy-1.2 stain was primarily noncellular, whereas the Thy-1.1 marker correlated with the cellular staining observed with CD3. These data demonstrate that engraftment of MHC-mismatched allogeneic HSCs results in attenuation of the pathologic lesions.
HSC grafts mediate T-cell-negative selection. NOD mice express a single MHC class II molecule (I-Ag7), which has been shown to bind peptide poorly, leading to the hypothesis that during development, autoreactive T-cells escape negative selection (17). AKR mice express two non-disease-associated MHC class II alleles (I-Ak and I-Ek). Thus, one way that AKR HSC grafts may alter host immune responses is by mediating T-cell-negative selection. To test this hypothesis, we made use of differences in superantigen-mediated deletion of informative Vß subsets between the AKR and NOD strains (reviewed in 18). AKR mice delete Vß6 and other Vß families, whereas NOD mice delete Vß3+ cells (19). Thus, as shown in Table 2, in control AKR mice, Vß6+CD4+ cells constitute <0.1% of blood CD4+ cells, whereas Vß3+CD4+ cells are well represented. In contrast, NOD mice have 8% circulating Vß6+CD4+ cells but Vß3+CD4+ cells comprise <0.5%. HSC chimeras were evaluated 810 weeks posttransplantation for Vß subset analysis (Table 2). At that time, donor and host T-cells composed 70% and 30% of blood CD4+ cells, respectively. Donor T-cells were distinguished from host by staining for Thy-1.1 (AKR) and Thy-1.2 (NOD). Vß8 served as the positive control and was present in chimeric mice at levels comparable to unmanipulated mice. In contrast, both Vß6+CD4+ and Vß3+CD4+ cells were virtually absent from the blood of HSC chimeras. The near complete absence of these subsets reflected deletion of both AKR- and NOD-derived cells. These findings suggest that, assuming residual host NOD cells were from a radiation-resistant post-thymic population, the elimination of these subsets demonstrates that the HSC graft can mediate deletion of both developing T-cells and mature peripheral T-cells.
It was possible that superantigen-mediated deletion was not the only cause for the low Vß3+ and Vß6+ levels observed in HSC chimeras. An alternative explanation was that HSC transplantation resulted in regeneration of a highly skewed or incomplete T-cell repertoire. Thus, using a Vß staining panel, a more extensive analysis was performed on splenocytes from a subset of AKR HSC chimeras at 10 weeks posttransplantation. As shown in Fig. 5, very low levels of T-cells stained for Vß3, -5, -6, -7, -9, -11, -12, and -17a. These low levels were consistent with ß deletions previously reported for the AKR and NOD strains (1820). Thus, reconstitution of the T-cell repertoire was not indiscriminately skewed, but rather repertoire regeneration was predictable based on the premise that both donor and host elements mediate negative selection of superantigen reactive Vß subsets.
HSC and islet transplantation. We recently showed that allogeneic HSC grafts can induce tolerance to donor-matched organs (21) in wild-type mice. Here we asked whether overtly diabetic NOD mice that had undergone autoimmune islet destruction could be cured by cotransplantation of HSCs plus donor-matched islets. In a pilot experiment, diabetic NOD mice (blood sugars >450 mg/dl) were prepared for transplant with lethal radiation plus the -ASGM1 and -CD4 antibodies. These mice received 10,000 AKR HSCs, and 1 day later, 600800 AKR islets were infused into their livers via the portal vein. As shown in Fig. 6A, these animals demonstrated reversal of their diabetes and remained normoglycemic for an extended follow-up time of >140 days. Histology of the livers revealed the presence of intact islets within the liver sinusoids (data not shown). It should be noted that fully diabetic NOD mice are fragile, and many died as a result of the dual transplant procedure. Control diabetic NOD mice (n = 5) were treated with the antibodies but were not engrafted with HSC or islets. The latter regimen did not result in normoglycemia, and mice either died or were killed because of morbidity associated with diabetes.
In attempts to reduce the morbidity of the HSC plus islet transplant procedure, we tested a nonmyeloablative regimen using sublethal radiation (700 cGy). The transplant schema was otherwise identical to the lethal radiation regimen described above. Three of four diabetic recipients prepared in this way developed multilineage blood cell chimerism. Figure 6B is a representative FACS analysis from one of these recipients. The pattern of blood chimerism differed markedly from mice that received 950 cGy (Fig. 1B), because in addition to mixed T-cell chimerism, recipients were mixed chimeras in the other white cell lineages. Although all mice had initial reversal of their hyperglycemia, three of four mice rejected the AKR islets within 3 months. Two of these mice that reverted to hyperglycemia were documented multilineage chimeras. Control mice prepared with the nonmyeloablative regimen and transplanted with AKR HSC plus third-party SWR (H-2q) islets rejected the islet grafts within 25 days.
Our studies show that engraftment of purified MHC-mismatched HSCs in prediabetic NOD mice uniformly blocks islet destruction despite active insulitis at the time of transplantation and persistence of host T-cells. By contrast, syngeneic or congenic recipients prepared with the same regimens were not protected from disease. Donor- and host-specific superantigens mediated T-cell deletion, and both developing and mature T-cells were effectively eliminated. In pilot studies, when overtly diabetic NOD mice were converted to near full AKR donor chimeras, they were tolerant to AKR islet grafts and were cured of their diabetes.
Consistent with our previous report in non-autoimmune-prone mice (9), we noted here in the AKR to NOD transplants that engraftment of HSCs differs significantly from BM. HSCs were more strongly resisted than BM, and BM transplantation resulted in full donor chimerism, whereas host T-cells persisted in mice that received HCT. One reason that BM engraftment is superior is explained in part by the observations that BM contains non-HSC populations that can facilitate HSC engraftment (9,12,22,23). We have characterized two distinct "facilitator" populations in mouse BM. Both express the CD8 molecule; one is a classical CD8+TCR
An important difference between HSC transplants into NOD versus wild-type mice was the need to modify the preparative regimen. In nonautoimmune recipients, HSC engraftment can be achieved with lethal radiation plus
It is interesting that although addition of Because replacement of the host immune system is not required to abrogate autoimmunity, how, then, does HCT mediate disease protection? We considered both the effect of the preparative regimen and the influence of the graft. Studies by van Bekkum et al. (29,30) and others (31,32) showed that for certain autoimmune diseases, preparation of rodents with lethal radiation plus syngeneic or "pseudoautologous" HCT conferred some disease protection, suggesting that the preparative regimen(s) can play a major curative role. In contrast, our data show that neither syngeneic BM nor congenic HCT prevented diabetes using regimens identical to allografted mice. It should be noted that these regimens resulted in dramatic reduction of endogenous T-cells. In light of the fact that human clinical trials are under way to treat severe autoimmune diseases with autologous HCT, it is important to use preclinical models to address certain fundamental and yet unanswered questions. One central issue is to differentiate whether regimen-resistant host immune cells versus the cells transferred within an autologous graft perpetuate autoimmune reactivity. To study this point, we used NOD.SCID mice as donors because NOD.SCID mice cannot generate T- or B-cells. Our data showed that myeloablated NOD.SCID HSC recipients develop hyperglycemia, indicating that regimen-resistant host cells can mediate islet destruction. Thus, we favor the conclusion that elements in the allograft play a major role in altering pathogenic responses. Our studies here and elsewhere (21) on superantigen-mediated Vß deletion showed that in HSC chimeras, both donor and host elements mediate nonrandom negative T-cell selection. AKR cells as well as residual NOD T-cells were deleted, suggesting that HSC-mediated negative selection occurred during both the intrathymic and the postthymic phases. In previous studies, we demonstrated that HSC grafts can also dictate positive T-cell selection (21). Because of the central role of MHC class II molecules in T-cell selection, the strong association of the NOD I-Ag7 with diabetes susceptibility, and the protective effects that alteration, replacement, or addition of a "nonsusceptible" class II molecule has on NOD disease, it is logical to conclude that the MHC class II+ cells are the critical protective elements that arise from an allogeneic HSC graft. Indeed, it has been shown that turnover of donor-type antigen-presenting cells (including dendritic cells) is relatively rapid post-HCT (33,34). We have noted in the thymus of long-term HSC chimeras that most class II+ cells were donor type by 16 weeks (21). To test further the importance of class II+ cells, we are now using C57BL/6.H-2g7 mice as HSC donors to determine whether MHC-matched HSC grafts can confer similar disease protection. We must emphasize that our data showed that allogeneic HSC grafts caused superantigen-mediated negative selection of both donor and host T-cell populations. However, superantigen-mediated deletion is a surrogate assay, and we have not ruled out the possibility that HSC grafts have eliminated anti-islet-specific cells. Thus, we are currently studying HCT into T-cell receptor transgenic NOD mice (BDC2.5) that have high levels of anti-islet-specific T-cells that can be monitored posttransplantation. We are also examining whether other mechanisms, such as induction of regulatory cells or alterations in T-cell functional activity (i.e., induction of anergy), are responsible for altering the diabetes pathogenesis in HSC allografted mice. Finally, to address the problem of overt diabetes, we tested whether HSC transplantation could induce immune tolerance to donor-matched islet grafts. The morbidity of the procedure in hyperglycemic NOD mice limited the experiments to pilot status. Nevertheless, in mice that tolerated the HCT and surgical intervention, long-term islet allograft survival was observed. We then tested a less morbid regimen that resulted in multilineage chimerism. Unfortunately, this approach did not allow long-term islet allograft survival. These latter data are to our knowledge the first demonstration that establishment of stable multilineage partial chimerism in NOD mice is insufficient to induce tolerance to donor-type islets. Previous reports using BM grafts to induce islet allograft tolerance occurred in recipients that were >95% donor type (35,36). The implications of our studies are that establishment of mixed hematopoietic chimerism with low-intensity regimens may not be sufficient to induce allograft tolerance in diabetic humans. We are currently exploring alternative nonmyeloablative regimens that may permit islet allograft survival. Furthermore, we are examining in partial NOD chimeras whether the lack of tolerance to allogeneic islets is specific to islets alone or extends to other organs. In conclusion, we show for the first time that engraftment of purified allogeneic HSCs blocks an ongoing autoimmune response. Our data further suggest that allogeneic is superior to autologous HCT in disrupting autoimmune pathogenesis. We believe that transplantation of purified hematopoietic cell populations will significantly reduce the morbidity of clinical allogeneic HCT and make possible the use of this approach for the treatment of human autoimmune disease.
This work was supported by the Burroughs Wellcome Fund (J.A.S.), NIH RO1 AI49331-01, NIH PPG PO1 DK53005, a Stanford University Deans Fellowship (G.F.B.), and an Amgen Oncology Fellowship (G.F.B). We thank T. Knaak for excellent assistance with FACS sorting and L. Hildalgo and B. Lavarro for breeding of mice.
Address correspondence and reprint requests to Judith A. Shizuru, PhD, MD, Department of Medicine, Division of Bone Marrow, Transplantation, Room H1353, Stanford University Medical Center, Stanford, CA 94305. E-mail: jshizuru{at}stanford.edu. Received for publication 18 April 2002 and accepted in revised form 26 September 2002. I.L.W. is co-founder, a director, and a consultant of Celtrans, LLC, a virtual company (not yet started). Celtrans, LLC will isolate and transplant autologous human hematopoietic stem cells in the cancer setting. It is conceivable that Celtrans, LLC will eventually carry out allogeneic stem cell transplants in the autoimmunity setting; if that occurs, then at that time a conflict of interest with the current article could arise. Although I.L.W. does not now receive honoraria or consulting fees, he will do so when Celtrans, LLC is established. APC, allophycocyanin; BM, bone marrow; FACS, fluorescence-activated cell sorting; FITC, fluorescein isothiocyanate; GVHD, graft-versus-host disease; HCT, hematopoietic cell transplantation; HSC, hematopoietic stem cell; mAb, monoclonal antibody; MHC, major histocompatibility complex; PE, phycoerythrin; TR, TX red.
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