DOI: 10.2337/db06-0068 © 2006 by the American Diabetes Association Mechanisms of Recovery From Type 2 Diabetes After Malabsorptive Bariatric Surgery
Department of Internal Medicine, Catholic University, School of Medicine, Rome, Italy Address correspondence and reprint requests to Prof. Geltrude Mingrone, Dipartimento di Medicina Interna, Catholic University, Largo A. Gemelli, 8, 00168 Rome, Italy. E-mail: gmingrone{at}rm.unicatt.it
Abbreviations:
AUC, area under the curve; BPD, biliopancreatic diversion; FFM, fat-free mass; GIP, gastrointestinal polypeptide; GLP-1, glucagon-like peptide 1; OGTT, oral glucose tolerance test
Currently, there are no data in the literature regarding the pathophysiological mechanisms involved in the rapid resolution of type 2 diabetes after bariatric surgery, which was reported as an additional benefit of the surgical treatment for morbid obesity. With this question in mind, insulin sensitivity, using euglycemic-hyperinsulinemic clamp, and insulin secretion, by the C-peptide deconvolution method after an oral glucose load, together with the circulating levels of intestinal incretins and adipocytokines, have been studied in 10 diabetic morbidly obese subjects before and shortly after biliopancreatic diversion (BPD) to avoid the weight loss interference. Diabetes disappeared 1 week after BPD, while insulin sensitivity (32.96 ± 4.3 to 65.73 ± 3.22 µmol · kg fat-free mass–1 · min–1 at 1 week and to 64.73 ± 3.42 µmol · kg fat-free mass–1 · min–1 at 4 weeks; P < 0.0001) was fully normalized. Fasting insulin secretion rate (148.16 ± 20.07 to 70.0.2 ± 8.14 and 83.24 ± 8.28 pmol/min per m2; P < 0.01) and total insulin output (43.76 ± 4.07 to 25.48 ± 1.69 and 30.50 ± 4.71 nmol/m2; P < 0.05) dramatically decreased, while a significant improvement in ß-cell glucose sensitivity was observed. Both fasting and glucose-stimulated gastrointestinal polypeptide (13.40 ± 1.99 to 6.58 ± 1.72 pmol/l at 1 week and 5.83 ± 0.80 pmol/l at 4 weeks) significantly (P < 0.001) decreased, while glucagon-like peptide 1 significantly increased (1.75 ± 0.16 to 3.42 ± 0.41 pmol/l at 1 week and 3.62 ± 0.21 pmol/l at 4 weeks; P < 0.001). BPD determines a prompt reversibility of type 2 diabetes by normalizing peripheral insulin sensitivity and enhancing ß-cell sensitivity to glucose, these changes occurring very early after the operation. This operation may affect the enteroinsular axis function by diverting nutrients away from the proximal gastrointestinal tract and by delivering incompletely digested nutrients to the ileum. Resolution of type 2 diabetes has been observed as an additional benefit of surgical treatment for morbid obesity (1). After the Greenville gastric bypass operation, 88.7% of 515 morbidly obese patients became and have remained euglycemic, and only 5.8% patients remained diabetic (2). The Swedish Obese Subjects Intervention Study (3), where the effect of bariatric surgery was compared with that of conventional medical treatment of obesity in a large sample of 1,690 obese subjects, showed that the 2-year incidence of diabetes in the surgical arm was 0% compared with 16% in the control group. Furthermore, clinical remission of type 2 diabetes occurred in 83% of 192 severely obese patients with type 2 diabetes who underwent laparoscopic Roux-en-Y gastric bypass, while a significant improvement was observed in the remaining 17%. Noticeably, this study found that a shorter history of diabetes and milder disease was associated with an increased likelihood of remission (4). In a recent systematic review and meta-analysis of the data reported in the literature on bariatric surgery, Buchwald et al. (5) found a gradation of effects on the resolution of diabetes from 98.9% for biliopancreatic diversion (BPD) or duodenal switch technique to 83.7% for gastric bypass to 71.6% for gastroplasty and to 47.9% for gastric banding. However, up to now, there is a lack of prospective studies showing the relative merits of gastric restrictive or malabsorptive procedures for those patients with diabetes. It should be emphasized that in these subjects, glycemic control often occurs long before a significant weight loss (6), and bariatric surgery is also effective in curing diabetes in normal-weight subjects (7), suggesting that the control of diabetes may be a direct effect of the operations rather than a secondary outcome of the weight loss. Pories and Albrecht (8) have suggested that the rapidity of the correction to euglycemia, usually a matter of days, might be the result of the exclusion of food from the intestinal transit, resulting in a secondary alteration in incretin signals from the antrum, duodenum, and proximal jejunum to the pancreatic islets. Up to now, no data are reported in the literature regarding the pathophysiological mechanisms involved in the rapid resolution of diabetes after malabsorptive bariatric surgery, like BPD. With the purpose of providing additional evidence on this topic and in order to avoid the interference due to weight loss, we have studied 10 obese, diabetic subjects both before and shortly after BPD, i.e., 1 and 4 weeks after surgery. Insulin sensitivity was measured using the euglycemic-hyperinsulinemic clamp, and insulin secretion was derived by the C-peptide deconvolution method after a standard oral glucose load, and, in addition, circulating levels of intestinal incretins and adipocytokines were obtained.
Ten morbidly obese women (BMI 54.55 ± 3.75 kg/m2), affected by type 2 diabetes, undergoing BPD were studied. The onset of diabetes dated 1–3 years, and the average HbA1c was 8.5 ± 1.2%. Patients were restudied at 1 and 4 weeks after surgery.
BPD.
Body composition.
Oral glucose tolerance test.
Euglycemic-hyperinsulinemic clamp. Insulin action was expressed as the whole-body glucose disposal rate during steady-state euglycemic hyperinsulinemia. Glucose disposal (M value) was calculated from the exogenous glucose infusion rate during the last 40 min of the 2-h clamp after correction for changes in glucose concentration in a total distribution volume of 250 ml/kg. Whole-body glucose disposal was normalized per kilogram of FFM (m/kgFFM). Insulin clearance rate (ml/min) was calculated as insulin infusion rate (pmol/min) divided by plasma insulin concentration (pmol/ml). The clearance values were then normalized by the body surface area. ß-Cell function was assessed using a model describing the relationship between insulin secretion and glucose concentration, which has been previously illustrated in detail (12,13). The characteristic parameter of the dose response is the mean slope within the observed glucose range, denoted as ß-cell glucose sensitivity. The dose response is modulated by a potentiation factor, which accounts for several potentiating factors (prolonged exposure to hyperglycemia, nonglucose substrates, gastrointestinal hormones, in particular gastrointestinal polypeptide [GIP] and glucagon-like peptide 1 [GLP-1], and neurotransmitters). The potentiation factor is set to be a positive function of time and to average one during the experiment. Thus, it expresses a relative potentiation of the secretory response to glucose.
The model parameters were estimated from glucose and C-peptide concentration by regularized least squares, as previously described (14,15). Regularization involves the choice of smoothing factors that were selected to obtain glucose and C-peptide model residuals with SDs close to the expected measurement error ( Basal and total insulin secretion during the OGTT were calculated from the estimated model parameters. Total insulin secretion was calculated as the integral over the first 2 h of the OGTT, in both the 2- and 3-h OGTT protocols. Insulin secretion was expressed in picomoles per minute per meters squared of body surface area.
Analytical methods.
Plasma glucose was measured by the glucose oxidase method (Beckman, Fullerton, CA). Plasma insulin was assayed by microparticle enzyme immunoassay (Abbott, Pasadena, CA) with a sensitivity of 1 µU/ml and an intra-assay CV of 6.6%. C-peptide was assayed by radioimmunoassay (MYRIA; Technogenetics, Milan, Italy); this assay has a minimal detectable concentration of 17 pmol/l and inter- and intra-assay CVs of 3.3–5.7 and 4.6–5.3, respectively. Plasma adiponectin levels were measured using radioimmunoassay (Linco) with a sensitivity of 1 µg/ml and an intra-assay CV of 6.2%. Plasma leptin was assayed by radioimmunoassay for human leptin (Phoenix Pharmaceuticals, Phoenix, AZ). Intra- and interassay CVs were 4.2 and 4.5%, respectively. The sensitivity of the method was 0.5 ng/ml. Immunoreactive GIP levels were determined using 0.1 ml plasma in a human GIP RIA kit (Peninsula Laboratories, Belmont, CA). Intra-assay variation was <6% and interassay variation was GLP-1(7–36)amide/(7–37) was measured by a GLP-1 (active) enzyme-linked immunoassay kit (Linco). This assay was based on a monoclonal antibody fixed in a coated microwell plate that binds the NH2-terminal region of active GLP-1. The concentration of active GLP-1 is proportional to the fluorescence generated by umbelliferone, which is produced by the reaction between alkaline phosphatase (conjugated with anti–GLP-1 monoclonal antibodies) and methyl umbelliferyl phosphate. The lowest reported detection limit is 2 pmol/l; the reported within-assay CV is 8% at low and high concentrations (range 4–76 pmol/l), and the between-assay CV is 12% at 4–8 pmol/l and 7% at 28–76 pmol/l. Assay cross-reactivity is 100% for GLP-1(7–36)amide and GLP-1(7–37), but it is not detectable for GLP-1(9–36)amide, GLP-2, and glucagon.
Statistical analysis. Predictors of glucose and insulin sensitivity changes were tested using the Spearman correlation. Multiple linear regression was then used to fit models to predict glucose and insulin sensitivity changes after BPD. Predictor variables considered for these models included weight, insulin, leptin, GIP, and GLP-1 plasma levels. Variables were allowed to enter the models if significant at the <0.05 probability level.
Effect on weight loss and body composition. A nonsignificant average weight loss of 6.04 ± 1.27 kg was reached 1 week after BPD; while 4 weeks after the operation, the weight decrease was of borderline significance (15.5 ± 2.28 kg, P = 0.051) (Table 1). Fat mass decrease accounted for 72.6 ± 9.5% and FFM for 27.4 ± 9.5% of the weight lost at 1 week; while at 4 weeks, fat mass loss was 74.2 ± 5.9% and FFM loss was 25.7 ± 5.9%.
Effect on diabetes. A full reversion of diabetes was observed after BPD, since fasting plasma glucose as well as glycemia 2 h after OGTT were in the normal range 1 and 4 weeks after the operation.
Glucose, hormones, and adipocytokines.
One week after BPD, fasting plasma glucose, leptin, and GIP significantly decreased; while fasting GLP-1 significantly increased and adiponectin did not change significantly. Four weeks after BPD, fasting plasma glucose was further reduced, although not significantly, while fasting plasma insulin and C-peptide significantly dropped; GIP and GLP-1 levels did not change significantly. The AUC of glucose, insulin, C-peptide, and GIP circulating levels after the OGTT significantly decreased 1 week after BPD, but the further decrease at 4 weeks was not statistically significant. In contrast, the GLP-1 AUC significantly increased 1 week following surgery, but at 4 weeks the further increase was not significant. The time courses of plasma glucose, insulin, GIP, and GLP-1 during the OGTT, before and after BPD, are reported in Fig. 1. The time course of GLP-1 was relatively flat either before or after BPD.
Insulin sensitivity. Insulin sensitivity significantly (P < 0.0001) increased from 32.96 ± 4.30 to 65.73 ± 3.22 µmol · kg FFM–1 · min–1 1 week after BPD and remained stable 3 weeks later (64.73 ± 3.42 µmol · kg FFM–1 · min–1) at levels even higher than those reported in lean control subjects (15). No statistical difference was observed among steady-state plasma insulin levels during the clamps performed at different times (Table 3).
The insulin clearance, measured at euglycemic-hyperinsulinemic clamp steady state, did not significantly change before and after BPD (971.69 ± 40.92 ml/min before BPD vs. 952.25 ± 37.63 ml/min 1 week after BPD vs. 974.63 ± 48.57 ml/min 4 weeks after BPD).
Insulin secretion and ß-cell sensitivity.
It is clear from the above equations that not only the y-intercept value increases but the slope is also steeper after the bariatric operation, with the highest value being reached 4 weeks following BPD. These findings, which are used in the mathematical model to estimate the ß-cell sensitivity, indicate that similar variation in insulin sensitivity produces a higher insulin secretion, which progressively increases over time from the operation.
Correlations.
Multivariate analysis. In a multivariate model (R2 of the general equation = 0.57 and P = 0.04.) with percent variation of weight, fasting GIP, GLP-1, insulin, and leptin levels as dependent variables, the best predictor of the changes in fasting glucose was the percent GIP variation (P = 0.0011). None of the dependent variables (namely changes in weight, fasting GIP, GLP-1, insulin, and leptin concentrations) significantly predicted the insulin-mediated glucose uptake modifications.
The main findings of the present investigation are that very early (at 1 and 4 weeks) after BPD, when no significant changes in body weight occurred, the patients experienced the following:
Diabetes reversal. In a recent review regarding the effects of bariatric surgery on type 2 diabetes, Greenway et al. (17) pointed out that "the exact mechanism for the dramatic effect of surgical procedures for obesity on type 2 diabetes remains unknown." Among the possible hypotheses on the mechanisms responsible for the reversion of diabetes, they examined the different effects of weight reduction, of the decreased caloric intake, and of the exclusion to food transit of the hormonally active foregut. It is undoubted that the surgical exclusion of a large part of the small intestine from nutrient transit may play a relevant role in the resolution of diabetes. BPD operation consists of a partial gastrectomy, which leaves behind a 200- to 500-ml–sized upper stomach (400 ml in our series). This is connected to the distal 250 cm of small intestine, whereas the excluded small intestine carrying the bile and pancreatic secretions is connected to the alimentary channel 50 cm proximal to the ileocecal valve. Therefore, 2.5 m of ileum is transposed upward and connected to the stomach, while the duodenum, the whole jejunum, and part of the ileum are bypassed and consequently excluded from the transit of nutrients. It is of great interest that the transposition of ileum in rats produces a metabolic and hormonal picture very similar to the one we have observed in humans after BPD. In fact, ileal transpositions in rats (18), a procedure consisting of transposing an isolated segment of the ileum to the jejunum, which results in an intestinal tract of normal length but with an alteration of the normal distribution of endocrine cells along the gut, was associated with a net increase in insulin sensitivity without any significant change in adiponectin levels but with rise of the glucose-stimulated GLP-1 and with significant lowering of plasma leptin. However, while these results were observed in rats 45 days after the operation and were ascribed to the adaptation of the ileum to an inappropriate amount and composition of the nutrient transit, in humans we demonstrated metabolic effects very early after BPD. Furthermore, the restoration of a normal insulin sensitivity, with subsequent improvement of the ß-cell sensitivity, was not predicted by the variables measured. These data supports the hypothesis that the exclusion of jejunum from the transit of nutrients might determine the inhibition of the secretion of one or more hormones determining insulin resistance. In fact, it is reasonable to hypothesize that if the small intestine produces hormones like GIP and GLP-1, which stimulate insulin secretion, it might also produce hormones responsible for a reduction of the insulin action on peripheral tissues.
Insulin-mediated whole-body glucose uptake.
Insulin secretion. An inverse correlation between insulin sensitivity and insulin secretion was found, as shown in Fig. 3. The slope of the exponential curves after BPD was steeper than before the operation, suggesting that the pancreatic insulin secretion in response to a similar variation in insulin sensitivity was increased. In fact, ß-cell glucose sensitivity significantly increased after BPD so that insulin secretion was stimulated at low circulating glucose levels. The changes observed were independent of the weight loss.
Incretin secretion. One cause for impaired insulin secretion is a decreased capacity of the pancreatic ß-cells to produce sufficient amounts of insulin. After food intake, insulin secretion depends not only on the level of blood glucose but also on the secretion and insulinotropic effect of gut hormones, like GIP and GLP-1. Normally, the incretins GLP-1 and GIP are responsible for as much as half of the glucose-dependent insulin release after food ingestion. Pretreatment of ß-cells with GLP-1 in vitro enhances their glucose sensitivity; while, in a rat model of type 2 diabetes, GLP-1 improves the glucose sensitivity of previously resistant ß-cells (28), GLP-1 decreases the rate of glucose production by the liver and increases insulin production (29), being the most potent of the incretins that stimulate insulin release (30). It is therefore very interesting that reduced GLP-1 response after food intake has been reported in obese subjects (30), while, contrary to what is observed in control subjects, in patients with type 2 diabetes, a reduced or absent incretin effect has been described (31,32). Accordingly, only a slight rise in plasma GLP-1 was recorded in our obese patients with type 2 diabetes after the OGTT. Roux-en-Y gastric bypass, a restrictive procedure that does not involve substantial malabsorption, has been associated with greatly enhanced release of certain intestinal hormones, most prominently the products of intestinal proglucagon (33,34). Recently, Rubino et al. (35) reported that after Roux-en-Y gastric bypass, insulin as well as GIP levels decreased to normal values in obese diabetic patients, whereas GIP increased slightly but not significantly in obese nondiabetic subjects. In our series, the increase in GLP-1 secretion might be related to an enhanced ileal L-cell activation by highly concentrated nutrients passing through the ileum, which is transposed upwards and anastomized to the gastric pouch. Previous studies (36,37) have, in fact, demonstrated that perfusion of nutrients directly in the distal gut or ileal transposition in experimental animals increases the release of GLP-1 and peptide YY. Data on isolated intestinal tissues and dietary treatments as well as results on knockout mice strongly suggest that GIP is secreted by intestinal cells in response to glucose and lipid. However, incretin secretion can also be induced by nondigestible carbohydrates and involves the autonomic nervous system and endocrine factors such as GIP itself and cholecystokinin. It is likely that the exclusion of duodenum and jejunum from food transit may reduce GIP secretion, as observed in the present study. However, the normalization of peripheral and ß-cell insulin sensitivity might play a relevant causative role in the down regulation of GIP secretion.
Leptin.
Conclusions. BPD operation may affect the enteroinsular axis by diverting nutrients away from the proximal gastrointestinal tract and by delivering incompletely digested nutrients to the ileum. This, in turn, enhances the secretion of GLP-1 in the transposed ileum, while the exclusion of the duodenum and jejunum might be responsible for the downregulation of GIP and of other gut hormones involved in insulin sensitivity regulation.
The costs of publication of this article were defrayed in part by the payment of page charges. This article must therefore be hereby marked "advertisement" in accordance with 18 U.S.C. Section 1734 solely to indicate this fact. Received for publication January 14, 2006 and accepted in revised form April 17, 2006
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