The Association Between Circulating Lipoprotein(a) and Type 2 Diabetes: Is It Causal?

  1. Nita G. Forouhi1
  1. 1MRC Epidemiology Unit, Institute of Metabolic Science, University of Cambridge, Cambridge, U.K.
  2. 2Department of Public Health and Primary Care, University of Cambridge, Cambridge, U.K.
  3. 3Genetic Epidemiology Group, Wellcome Trust Sanger Institute, Hinxton, U.K.
  4. 4Department of Cardiology, Academic Medical Centre, Amsterdam, the Netherlands
  5. 5Vascular Medicine Program, University of California, San Diego, La Jolla, CA
  1. Corresponding authors: Manjinder S. Sandhu, ms23{at}, and Nita G. Forouhi, nita.forouhi{at}
  1. M.S.S. and N.G.F. contributed equally to this work.


Epidemiological evidence supports a direct and causal association between lipoprotein(a) [Lp(a)] levels and coronary risk, but the nature of the association between Lp(a) levels and risk of type 2 diabetes (T2D) is unclear. In this study, we assessed the association of Lp(a) levels with risk of incident T2D and tested whether Lp(a) levels are causally linked to T2D. We analyzed data on 18,490 participants from the European Prospective Investigation of Cancer (EPIC)-Norfolk cohort that included adults aged 40–79 years at baseline 1993–1997. During an average 10 years of follow-up, 593 participants developed incident T2D. Cox regression models were used to estimate the association between Lp(a) levels and T2D. In Mendelian randomization analyses, based on EPIC-Norfolk combined with DIAbetes Genetics Replication And Meta-analysis data involving a total of 10,088 diabetes case participants and 68,346 control participants, we used a genetic variant (rs10455872) as an instrument to test whether the association between Lp(a) levels and T2D is causal. In adjusted analyses, there was an inverse association between Lp(a) levels and T2D: hazard ratio was 0.63 (95% CI 0.49–0.81; P trend = 0.003) comparing the top versus bottom quintile of Lp(a). In EPIC-Norfolk, a 1-SD increase in logLp(a) was associated with a lower risk of T2D (odds ratio [OR] 0.88 [95% CI: 0.80–0.95]). However, in Mendelian randomization analyses, a 1-SD increase in logLp(a) due to rs10455872, which explained 26.8% of the variability in Lp(a) levels, was not associated with risk of T2D (OR 1.03 [0.96–1.10]; P = 0.41). These prospective findings demonstrate a strong inverse association of Lp(a) levels with risk of T2D. However, a genetic variant that elevated Lp(a) levels was not associated with risk of T2D, suggesting that elevated Lp(a) levels are not causally associated with a lower risk of T2D.


Lipoprotein(a) [Lp(a)] is an LDL-like particle synthesized by the liver that contains an apolipoprotein B100 molecule covalently bound to a plasminogen-like glycoprotein, apolipoprotein(a) [apo(a)] (1,2). Several meta-analyses of prospective epidemiological studies have demonstrated that elevated baseline concentrations of Lp(a) increase the risk of incident cardiovascular disease (CVD), particularly for coronary heart disease (CHD) (36). Recently, we reported a significant positive association of Lp(a) levels with coronary artery disease and peripheral arterial disease, but not with ischemic stroke in the European Prospective Investigation of Cancer (EPIC)-Norfolk study (7). Based on the common soil hypothesis of the etiology of diabetes and CVD (8), it might be anticipated that Lp(a) levels would also be associated in a similar, direct manner with risk of type 2 diabetes (T2D).

The only prospective study assessing the association of Lp(a) levels and T2D to date, the Women’s Health Study (WHS), suggested that Lp(a) levels were inversely associated with risk of T2D in women (9). In adjusted analyses, the hazard ratio (HR) was 0.78 (95% CI: 0.67–0.91) in a comparison of women in the top quintile versus those in the bottom quintile of the Lp(a) distribution. The findings were confirmed in a Danish population, in whom a similarly inverse association with prevalent diabetes was found in a cross-sectional analysis (9). In a meta-analysis of 34 prospective studies, it was reported that Lp(a) levels were 11% lower in people with a self-reported history of diabetes compared with those without (5). Other investigators have reported inconsistent results on the association of Lp(a) levels with T2D in small case-control or cross-sectional studies, with some but not all showing lower Lp(a) levels in patients with diabetes than among control participants (1013). There remains considerable uncertainty about the association between Lp(a) levels and risk of T2D.

Moreover, it is currently unknown whether any observed association between Lp(a) levels and risk of T2D is likely to be causal or due to residual confounding or reverse causality, as this has not yet been investigated. A likely causal nature of association between Lp(a) and CHD has been inferred by reports of associations of Lp(a)-related genetic variants with CHD risk (1416), and a similar approach using a Mendelian randomization experiment (17), could be applied to investigate a causal association between Lp(a) levels and T2D risk.

Our primary objective was to investigate the prospective association between baseline Lp(a) levels and incident T2D and to test for a causal association using the Mendelian randomization approach. A secondary objective was to investigate the association of Lp(a) with incident CHD within the same longitudinal study to enable a direct comparison of baseline Lp(a) concentration with both disease end points in a single study using the same methods, in order to gain a better understanding of the nature of the association.

Research Design and Methods

Study Population.

The EPIC-Norfolk study is a population-based cohort study, described in detail previously (18). This study recruited 25,639 men and women at baseline (1993–1997), aged 40–79 years living in and around Norfolk, England. Written informed consent was obtained from all participants, and the study was approved by the Norwich district ethics committee. Since the baseline visit, there were three follow-up assessments: a postal questionnaire at 18 months, a repeat health-check visit (1998–2000), and a further postal questionnaire (2002–2004). After exclusion of individuals without information on the Lp(a) levels and covariates for multivariable analysis, data on 18,490 participants were available for current analyses.

T2D Ascertainment.

Incident cases of T2D were ascertained from the three follow-up phases of the study as well as through record linkage to external sources to the end of July 2006, which covers a mean of 9.8 ± 1.4 (SD) years of follow-up. Incident cases of diabetes were ascertained using multiple data sources including any self-report of diabetes diagnosed by a physician and of diabetes-specific medication at follow-up. In addition, record linkage with external sources was used to trace each participant for diabetes diagnosis including listing with general practice diabetes registers, hospital outpatient attendance, or hospital admission data for diabetes-related admissions among study participants and Office for National Statistics mortality data with coding for diabetes. Identification of case participants through external data sources was independent of the study health check-up visit and questionnaire follow-up. Possible case participants based solely on self-report, and not confirmed by another data source, did not qualify as a confirmed case of diabetes. A total of 593 incident diabetes case participants were identified among the 17,908 eligible participants after we excluded prevalent diabetes case participants (n = 580).

CHD Ascertainment.

Incident cases of CHD including fatal and nonfatal events were ascertained until 31 March 2008, which covers a mean of 11.4 ± 2.8 (SD) years of follow-up. All study participants were flagged for CHD-related death with record linkage with the Office for National Statistics mortality data. CHD death was defined using ICD criteria 410–414 (ICD-9) or I20–I25 (ICD-10) for underlying cause of death. Additionally, data linkage with the East Norfolk Health Authority database identified all hospital contacts for study participants using their NHS number. Participants were identified as having a CHD event during follow-up if they had a hospital admission and/or died with CHD as cause of death through medical record inspection. A total of 1,978 CHD incident case participants were identified among the 17,899 eligible participants after we excluded prevalent CHD case participants (n = 591).

Measurement of Lp(a) Concentrations.

Samples were stored frozen at −80°C since baseline collection. Levels of Lp(a) were measured in nonfasted serum samples by laboratory staff unaware of participants’ disease status. Baseline Lp(a) levels were measured by using a high-sensitivity immunoturbidimetric assay that is not affected by the number of kringle-IV type-2 repeats (KIV2) and is independent of the apo(a) isoform. The reagents, calibrators, and controls for the measurement of Lp(a) were obtained from Randox Laboratories Ltd. (Crumlin, County Antrim, U.K.).


Participants completed a health and lifestyle questionnaire including data on medical history, smoking, alcohol intake, physical activity, use of medication, history of disease, and education and attended a clinic for a health examination at baseline. BMI was calculated as weight (kilograms) divided by height (meters) squared. Current cigarette smoking status was categorized into three groups (never, former, and current), physical activity status into four groups (active, moderately active, moderately inactive, and inactive) as per a validated physical activity index (19), and educational level into four groups (none or primary, secondary O-level to age 16 years, secondary A-level to age 18 years, and degree-level or equivalent). Blood pressure was measured using an Accutorr noninvasive blood pressure monitor (Datascope Medical, Huntingdon, U.K.). A nonfasting venous blood sample was examined for total cholesterol, HDL cholesterol, and triglycerides using the RA1000 (Bayer Diagnostics, Basingstoke, U.K.), and LDL cholesterol (LDL-C) concentrations were calculated with the Friedewald formula (20).

Genetic Association Studies.

We genotyped the variant rs10455872 in the EPIC-Norfolk study among 508 diabetes case participants and 14,536 nondiabetic control participants. To increase power to detect an association between rs10455872 and T2D, we also included publicly available DIAbetes Genetics Replication And Meta-analysis (DIAGRAM) genetic data ( with a total of 9,580 diabetes case participants and 53,810 control participants. In the EPIC-Norfolk study, rs10455872 explained 26.8% of the variation in Lp(a), allowing its use as an instrumental variable in Mendelian randomization analysis. The single nucleotide polymorphism was genotyped using Custom TaqMan SNP Genotyping Assays (Applied Biosystems, Warrington, U.K.). The genotyping assays were carried out using 10 ng of genomic DNA in a 2.5-µL reaction volume on 384-well plates using a G-Storm GS4 Thermal Cycler (GRI, Rayne, U.K.). The ABI PRISM 7900HT Sequence Detection System (Applied Biosystems) was used for end-point detection and allele calling. The single nucleotide polymorphism passed the quality-control criteria in the EPIC-Norfolk study (call rate >95%; blind duplicate concordance ≥95%). The frequency of rs10455872 in control participants differed significantly from that expected under the Hardy-Weinberg equilibrium (HWE; P value < 0.0001).

Statistical Analyses.

Baseline characteristics of participants were examined across quintiles of Lp(a) in the cohort. Differences were estimated using mean and SD for continuous variables, with P values from an ANOVA test, or using number and percent for categorical variables, with χ2 test. Pearson correlation coefficients were used to assess the relationships of Lp(a) with other covariates. Cox proportional hazards regression model was used to estimate the associations between Lp(a) levels (quintiles) and time to incident diabetes as well as CHD. Model 1 was adjusted for age as the underlying timescale, and model 2 was further adjusted for sex and BMI. Model 3 additionally adjusted for alcohol use, smoking status, systolic and diastolic blood pressure, physical activity, education level, and family history of diabetes (for T2D end point) or family history of CHD (for CHD end point); Model 4 was additionally adjusted for total cholesterol, LDL-C, prevalent diabetes (only for CHD end point) or prevalent CHD and stroke (only for T2D end point), prevalent cancer, antihypertensive medication, lipid-lowering drugs, and C-reactive protein (CRP). The P value for trend was estimated by using quintile number as a predictor. Age, BMI, alcohol use, cholesterol levels, and blood pressure were analyzed as continuous variables, whereas the rest of the covariates were analyzed as categorical variables.

Further analyses including sensitivity and subgroup analyses were based on model 3. To assess the possibility of reverse association bias or association due to residual confounding, sensitivity analyses were performed by excluding all individuals with prevalent chronic diseases and/or with baseline HbA1c ≥6.5% or incident T2D cases during the first 5 years of follow-up. We also assessed the possibility of survivor bias in exploratory analyses, assessing any deviation in proportionality of hazard over time. If survivor bias was present, we would expect any inverse association between Lp(a) and T2D to become stronger with analysis time. We tested for this by including standardized logLp(a) as a time-varying covariate with analysis time as the underlying timescale and log(analysis time) as the multiplier for the time-varying covariate. We carried out a likelihood ratio test for statistical significance of addition of this term into the model on a χ2 distribution (1 degree of freedom).

Previous studies have reported that LDL-C does not modify the association between Lp(a) and T2D (9) but that diabetes status and LDL-C concentrations may modify the association of Lp(a) with coronary disease (2123). Thus, we examined for interaction between LDL-C concentration and Lp(a) on both end points of T2D and CHD and for an interaction between presence of prevalent T2D and Lp(a) concentration and CHD. The interaction between sex and Lp(a) concentration on T2D and CHD was also assessed. Lastly, to investigate the nature of associations with both T2D and CHD and any dose-response effect in greater detail, Lp(a) levels were divided into deciles with each decile group (deciles 2–10) compared with the lowest decile group (decile 1) as the reference category. Floating absolute risks were estimated, which were then plotted against the median Lp(a) levels in each decile. The likelihood ratio test was used to assess whether the overall association was a linear or a quadratic shape.

Association of Genetically Elevated Circulating Lp(a) With T2D: Mendelian Randomization.

We used an instrumental variable method to obtain estimates of the association of Lp(a) levels and T2D implied from Mendelian randomization. Briefly, an instrument is a variable (e.g., rs10455872) that is associated with an exposure of interest [e.g., Lp(a) levels] and is only related to the disease outcome (e.g., T2D) being studied through the exposure of interest. The instrument is assumed to be free of confounding and reverse causation, both of which may distort the association of interest. In our example, the instrumental variable rs10455872 is expected to act as a nonconfounded and unbiased marker for Lp(a) levels (as alleles for the variant are allocated randomly at birth) and is used to estimate the causal effects of Lp(a) levels on T2D. Instrumental variable analysis was performed using a logistic control function estimator (24). The analysis was performed in two stages. In the first stage, we assessed the observational association between rs10455872 and Lp(a) levels in a linear regression model. In the second stage, the predicted values and residuals from the first stage were included as covariates in a logistic regression model with T2D as the outcome. Lp(a) concentration was log transformed in Mendelian randomization analyses. The impact per 1-SD higher genetically elevated logLp(a) levels was estimated by using rs10455872 as an instrument, adjusted for age and sex. Analyses were performed in the EPIC-Norfolk study and DIAGRAM, separately, and then combined by fixed effects meta-analysis. The results from the EPIC-Norfolk study on the association between 1-SD change in logLp(a) levels and T2D risk were used as an estimate of the confounder-adjusted association for the observed estimate, performed using model 3, as described above.

All analyses were performed using stata/SE11.2 (Stata, College Station, TX). All statistical tests were two-sided and used a significance level of P < 0.05, except where indicated.


Among 18,490 participants (8,248 men and 10,242 women), the mean age at recruitment was 59.2 (SD 9.2) years. BMI was similar in men (26.4 kg/m2 [SD 3.2]) and women (26.1 kg/m2 [SD 4.2]). Median Lp(a) level was 11.6 mg/dL (range 2.0–175.0 mg/dL). Pearson correlation coefficients suggested modest correlations among baseline Lp(a) levels, lifestyle characteristics and risk factors (physical activity, smoking, education levels, BMI, and family history of diabetes), and inflammatory markers (e.g., CRP) (all coefficients <0.2). Table 1 shows baseline characteristics of the study participants by quintiles of serum Lp(a). Lp(a) levels were inversely associated with family history of diabetes and incident diabetes and generally positively associated with age, CHD risk factors, prevalent cancer, and CRP.

Table 1

Baseline characteristics of study participants by quintiles of serum Lp(a) in the EPIC-Norfolk study (n = 18,490)

Association With T2D.

At baseline, case participants were older, included fewer women, and had greater BMI than non–case participants, with mean age 61.9 (SD 8.3) years in case participants versus 58.9 (SD 9.2) years in non–case participants. Women represented 45.4% of diabetes case participants and 56.1% of non–case participants, and mean BMI was 29.4 kg/m2 (SD 4.3) in case participants versus 26.1 kg/m2 (SD 3.7) in non–case participants. The median levels of Lp(a) were lower in diabetes case participants (10.8 mg/dL [interquartile range 5.0–26.2 mg/dL]) than in non–case participants (11.6 mg/dL [interquartile range 6.3–27.7 mg/dL]).

In a comparison of individuals with baseline Lp(a) values in the top quintile versus the bottom quintile, the HR for T2D was 0.56 (95% CI: 0.44–0.72; P trend < 0.0001 after adjustment for age as underlying timescale) (Table 2). The inverse association was slightly attenuated but statistically significant after further adjustment for several lifestyle and diabetes risk factors (model 3; HR 0.63 [95% CI: 0.49–0.81]; P trend = 0.003). Further adjustments (model 4) made no material difference (model 4; HR 0.64 [95% CI: 0.49–0.85]). There was no evidence for interaction by sex (P = 0.50). A per-quintile increase in Lp(a) was associated with a 9% reduction in incident diabetes, with an HR of 0.91 (95% CI: 0.85–0.97) per quintile (model 3). We found no threshold effect within the lowest quintile (2 to <5.3 mg/dL) of the Lp(a) distribution. In the overall sample, we also found no threshold effect when we compared participants with Lp(a) levels above and below 3, 4, or 5 mg/dL.

Table 2

Association of Lp(a) levels with incident T2D in the EPIC-Norfolk study

The results of sensitivity analyses were not materially different from the main analyses (Table 2). When we repeated our analyses after excluding all individuals (n = 1,713) with prevalent CHD, prevalent stroke, and prevalent cancers, the findings remained relatively unchanged; the HRs for quintiles 2–5 versus the first quintile were 0.68 (95% CI: 0.50–0.92), 0.70 (0.52–0.93), 0.79 (0.60–1.03), and 0.73 (0.55–0.99), respectively. Exclusion of individuals with baseline HbA1c >6.5% (n = 180) and those with incident diabetes during the first 5 years of follow-up (n = 157) did not alter the observed association. We also excluded incident CHD and stroke events occurring during the first 5 years of follow-up (n = 977), but the inverse associations still persisted (data not shown). Exploratory analyses assessing variation of HR with time suggested that addition of the time-varying covariate to the model was not statistically significant (P = 0.35), although the HR associated with a 1-SD increase in logLp(a) was noted to be attenuated toward the null (HR 1.00 [95% CI 0.75–1.34]) following addition of this parameter to the model. Finally, we performed an analysis stratified by baseline LDL-C levels (above and below median LDL-C of 3.9 mmol/L). There was no evidence for interaction by LDL-C levels (P = 0.42).

Association With CHD.

Median levels of Lp(a) were higher in CHD case participants (14.1 mg/dL [interquartile range 7.2–36.0 mg/dL]) than in non–case participants (11.3 mg/dL [interquartile range 6.1–26.5 mg/dL]). In a comparison of individuals with baseline Lp(a) values in the top quintile versus the bottom quintile, the HR for CHD was 1.45 (95% CI: 1.26–1.67; P trend < 0.001 after adjustment for age as underlying timescale) (Table 3). Upon further adjustment for several established CHD risk factors (including smoking status, blood pressure, and lipid levels—model 4), the HR was attenuated but a positive association persisted (HR 1.32 [95% CI: 1.14–1.53]; P trend < 0.0001). There was a 6% (95% CI: 3–10%) increase in CHD events associated with a per-quintile increase in baseline Lp(a), with an HR of 1.06 (95% CI: 1.03–1.10) per quintile (model 4). Associations were similar in men and women, with no evidence for interaction by sex (P = 0.97). There was also no evidence of interaction of Lp(a) concentration with prevalent diabetes status at baseline on future CHD (P = 0.48) or with LDL-C levels (P = 0.83).

Table 3

Association of Lp(a) levels with incident CHD in the EPIC-Norfolk study

Comparison of Association of Lp(a) With T2D and CHD.

Figure 1 shows the nature of the association of Lp(a) levels with T2D and with CHD, with Lp(a) concentrations categorized into deciles. For the overall associations of Lp(a) levels with T2D and CHD, statistical analyses with a linear versus a quadratic model suggested a better fit with a curvilinear shape for both T2D (P = 0.0025) and CHD (P = 0.003). For T2D, in a comparison of individuals in the top decile (90th percentile) of Lp(a) versus the lowest decile (10th percentile), the HR for T2D was 0.40 (95% CI: 0.27–0.59). For CHD, in a similar comparison, the HR for CHD was 1.58 (95% CI: 1.32–1.90).

Figure 1

The association between deciles of baseline Lp(a) distribution and incident T2D and CHD in the EPIC-Norfolk study. CIs were calculated using a floating absolute risk technique. HRs were adjusted for age as underlying timescale, sex, BMI, alcohol, smoking status, systolic and diastolic blood pressure, physical activity, education level, and family history of diabetes (only for T2D) or family history of CHD (only for CHD). Gray squares, CHD; black squares, T2D.

Association of rs10455872 With Lp(a) Levels and Diabetes Risk Factors.

The baseline characteristics among nondiabetic participants by the rs10455872 genotype (n = 14,536) in the EPIC-Norfolk study are summarized in Supplementary Table 1. The variant rs10455872 was significantly associated with Lp(a) in age, sex, and BMI-adjusted analyses, with an additive effect of 1.32 SD increase in logLp(a) per allele (P < 0.0001). No association was observed with other diabetes risk factors including BMI, smoking, alcohol, blood pressure, triglycerides, CRP, and physical activity.

Association of Genetically Elevated Lp(a) With T2D.

Figure 2 shows that the observed effect estimate in the EPIC-Norfolk study was an odds ratio of 0.88 (95% CI: 0.80–0.95) per 1-SD change in circulating logLp(a) levels for the risk of T2D in analyses adjusted for several confounding factors. However, the association between the genetic instrumental variable (rs10455872) and T2D was not significant, either in EPIC-Norfolk alone (HR 1.02 [95% CI: 0.86–1.20]) or in a combined analysis with DIAGRAM data (1.03 [0.96–1.10]; P = 0.41).

Figure 2

Instrumental variable analysis estimate of the association of genetically elevated circulating Lp(a) and risk of T2D using rs10455872 as an instrument.


In a prospective analysis of 18,490 participants from a European population, we observed a strong inverse association between baseline Lp(a) levels and the onset of incident T2D, with a per-Lp(a)-quintile decrease in incident T2D of 7% (95% CI: 1–13%). However, in Mendelian randomization analyses, genetically elevated Lp(a) levels were not associated with a lower risk of T2D, with a discordance between the observed and genetic effects, suggesting that this association is not causal.

The inverse association between Lp(a) levels and risk of T2D observed in our study is consistent with but stronger than recent findings in women from the WHS (9), with a significant inverse association across the entire range of the Lp(a) spectrum in our study. We found no clear evidence for a threshold effect within the lowest quintile or in the overall sample. Notably, the distribution of Lp(a) levels in each quintile was broadly similar in our U.K.-based study that included men and women, and the U.S.-based study in women (9), except the lowest quintile cut point was higher (5.3 vs. 3.9 mg/dL, respectively) and conversely the highest cut point was lower in EPIC-Norfolk study (35.4 vs. 45.3, respectively).

Unlike previous Mendelian randomization studies indicating a causal role of Lp(a) levels in CHD (15,16), present analyses that used rs10455872, a genetic determinant of Lp(a) levels as an instrument suggest that Lp(a) may be merely a marker rather than a determinant of T2D as our observed inverse association of Lp(a) levels with risk of T2D was inconsistent with our genetic analysis. Several explanations could be advanced to explain the discrepancy in results between the observed and genetic association: residual confounding due to inability to adjust the model for all possible confounders appropriately; reverse association bias, leading to reverse associations due to subclinical disease in individuals at baseline; and survivor bias due to individuals with high Lp(a) levels dropping out of the cohort early in follow-up and surviving individuals in the highest quintile of Lp(a) being much healthier than those in the lowest quintile. The time-varying HR described for the Lp(a)–CVD association from EPIC-Norfolk previously is consistent with the possibility of survivor bias (7). Adjusting for lifestyle factors in our study also showed attenuation of the association, which is also consistent with this explanation; however, we were unable to substantiate this in our sensitivity analyses. We were unable to find evidence for reverse-association bias, as exclusion of individuals with prevalent and chronic disease did not have any effect on observed estimates. Our results highlight the need for Mendelian randomization studies to supplement analyses from longitudinal and cross-sectional studies, in order to assess causality in associations, in which appropriate genetic markers are readily available. Our investigation of the causal relationship between Lp(a) levels and T2D is novel and extends past understanding of the association between Lp(a) and T2D, suggesting that despite epidemiological findings, any interventions to elevate the levels of Lp(a) are not warranted as there is likely no causal association with T2D, while higher Lp(a) levels are adversely causally related to CHD risk.

To our knowledge, ours is the first study to investigate the associations of Lp(a) levels with incident T2D as well as incident CHD within the same longitudinal study, which allows a better understanding of the nature of the association. In contrast to our findings for T2D, there was a positive (direct) association between Lp(a) levels and CHD, with an HR for CHD of 1.32 (95% CI 1.14–1.53), equating to a per-quintile increase in incident CHD of 6% (3–10%). This finding for CHD is in line with previous findings from a large-scale individual participant meta-analysis (5). The reasons for the opposing directions of association of Lp(a) with T2D and CHD are currently not clear, For CHD, several mechanisms have been suggested to explain the association with Lp(a) levels. Given that Lp(a) consists of an LDL particle and apo(a) shares high homology with plasminogen, Lp(a) contributes to atherosclerosis. Previous studies have shown that Lp(a) can enter the human arterial wall (25) and bind proinflammatory oxidized phospholipids (26), which are strongly associated with future CHD events (27,28). Also, given the high homology between apo(a) and plasminogen, Lp(a) may potentially interfere with fibrinolysis and increase the risk of thrombosis, although this has not been supported by recent studies on venous thrombosis (29,30). The potential reasons for an inverse association between Lp(a) and incident diabetes are unknown. However, human and animal studies suggest an effect of insulin in reducing Lp(a) levels. For example, Rainwater and Haffner (31) found an inverse correlation of Lp(a) levels with fasting insulin and 2-h glucose concentrations in both diabetic and nondiabetic participants. Neele et al. (32) showed that insulin suppressed apo(a) synthesis by primary cultures of cynomolgus monkey hepatocytes. These data suggest that insulin resistance may be manifested by a lowering of Lp(a) levels that precedes overt diagnosis of T2D. However, the EPIC-Norfolk study did not have fasting samples for glucose and insulin levels at baseline, thus other prospective studies with serial Lp(a) measurements and fasting glucose and insulin levels would be informative in testing this hypothesis.

The current study has several strengths. The study used a population-based prospective design, which is unlikely to be susceptible to recall bias and included many incident T2D and CHD case participants, which were identified through self-report of diagnosis by a physician, as well as from their general practice and local hospital registers, through hospital admissions data, and through death certificates using ICD-10 codes. This was an important strength of this study since new cases of incident diabetes were identified through record linkage with sources of data that were not from a follow-up questionnaire from participants or from a follow-up health check-up and hence not dependent on participation or loss to follow-up. In our study, we have performed more detailed analyses than in the WHS by adjusting for a wide range of covariates such as physical activity, education levels, prevalent diseases (CHD, stroke, and cancer), and lipid-lowering drugs. Because the data of prevalent and incident diseases (e.g., T2D, CHD) are available in this cohort study, we were thus able to carry out comprehensive sensitivity analyses to exclude the possible effect of residual confounding, reverse causality, and comorbidities. Since people may have T2D or CHD for many years before diagnosis, we performed sensitivity analyses to minimize these potential biases by excluding those with potentially undiagnosed diseases during the first 5 years of follow-up. This cohort study also has a long follow-up and the availability of both T2D and CHD outcomes, which enabled us to directly compare the differential association of Lp(a) with each of them. Our ability to conduct a Mendelian randomization study of the Lp(a)/T2D association enabled us to investigate the causal inference of the observed inverse association, and we found no evidence of causality. Including large-scale genetic data from DIAGRAM enabled us to increase the power to reliably assess the association of the genetic variant with T2D risk.

Our study has some limitations. Lp(a) measurement was only available at a single time point. However, previous evidence indicated that Lp(a) values are highly consistent from decade to decade and not affected by many external factors (33). Therefore, unlike many other biomarkers, effects of Lp(a) on future disease risk can be reliably assessed by a single measurement. A previous meta-analysis indicated that Lp(a) particles with smaller apo(a) isoforms could increase the risk of CHD by twofold (34). However, as the Lp(a) assay used in this study was insensitive to apo(a) isoforms, we were unable to provide specific information about smaller-sized Lp(a) particles associated with T2D and CHD. Our findings are limited to T2D, as we did not ascertain cases of type 1 diabetes in this cohort because the EPIC-Norfolk study recruited middle-aged and elderly participants at baseline (aged 40–79 years in 1993–97). Since we studied only white European population in the current study, results from this study may not apply to other ethnic groups, particularly African and South Asian origin populations, who have different profiles of Lp(a) concentrations (35,36). Thus, replication of our findings in other populations would further increase our understanding of the relationships of Lp(a) with T2D and CHD. Although the frequency of rs10455872 deviated from the HWE in the control population, such deviation was not due to genotyping error. Several previous studies have identified similar genotyping frequency (∼7 to 8%) in their populations using different genotyping platforms (e.g., Illumina CVD BeadChip) (15,23,3740). Since we studied only white European population in the current study, we also excluded the possibility of population stratification. It has been speculated that higher concentrations of Lp(a) may be advantageous for survival due to its role as a proclotting factor and scavenger of oxidized phospholipids (2628). Therefore, such deviation could be due to survivor bias with the individuals who are homozygotes for the Lp(a)-raising variant being more common than expected under HWE. This implies that the deviation from HWE may be due to underlying biology. The plasma Lp(a) levels are largely determined by the LPA gene that encodes apo(a). A common copy-number variant within the LPA gene (KIV-2 repeat polymorphism) influences the isoform size of apo(a). It is known that the rare allele of rs10455872 in the intron 25 of LPA gene was inversely correlated with KIV-2 repeats (15). The association between rs10455872 and Lp(a) levels is largely dependent on KIV-2 repeats. Therefore, the possibility that the deviation of HWE for rs10455872 is influenced by KIV-2 repeats could be important and should be further considered in disease causation. We are reassured that rs10455872 explained 26.8% of the variability in Lp(a) levels, which make it a good instrument to explore the possible causal association between Lp(a) levels and T2D, and the Mendelian randomization assumptions were satisfied.

In conclusion, our prospective findings suggest that there is a strong inverse association between Lp(a) levels and new-onset T2D. However, a genetic variant in the LPA locus that elevated Lp(a) levels was not associated with risk of T2D, suggesting that elevated Lp(a) levels are not causally associated with a lower risk of T2D. Our findings do not lend support to any differential management of Lp(a) levels for the prevention of T2D and CHD, and current clinical guidelines should be followed unchanged by clinicians. The opposing directions of association of Lp(a) levels with T2D (inverse) and CHD (positive) in our study warrant further investigation including the identification of factors that confound the observed association between Lp(a) and T2D.

Article Information

Acknowledgments. The authors thank all of the study participants, the general practitioners, and the EPIC-Norfolk study team for helpful input. The authors also thank Quotient Bioresearch for the measurement of Lp(a) and the DIAGRAM consortium for use of the publicly available DIAGRAM data.

Funding. The EPIC-Norfolk study is supported by program grants from the Medical Research Council and Cancer Research UK.

Duality of Interest. No potential conflicts of interest relevant to this article were reported.

Author Contributions. Z.Y. researched data and wrote the first draft of the manuscript. P.C.H. performed data analyses, interpreted the results, and reviewed the manuscript. D.G. and C.P. interpreted the results and reviewed the manuscript. S.M.B. and S.T. interpreted the results, conceived the study, and reviewed the manuscript. K.-T.K. and N.J.W. are principal investigators of the EPIC-Norfolk study and reviewed the manuscript. M.S.S. obtained funding, interpreted the results, conceived the study, and edited the manuscript. N.G.F. supervised the current work, interpreted the results, and reviewed and edited the manuscript. M.S.S. and N.G.F. are the guarantors of this work and, as such, had full access to all the data in the study and take responsibility for the integrity of the data and the accuracy of the data analysis.

  • Received July 24, 2013.
  • Accepted September 23, 2013.

Readers may use this article as long as the work is properly cited, the use is educational and not for profit, and the work is not altered. See for details.


| Table of Contents

This Article

  1. Diabetes vol. 63 no. 1 332-342
  1. Supplementary Data
  2. All Versions of this Article:
    1. db13-1144v1
    2. 63/1/332 most recent